-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JPsbsPqhSA1rSZTaBbLu9tYrfVkJsXrgF8i0iC6AgRv8KTN4OuhxS7lOJxv0JzQi H33IXqPOuugfvep7humKqA== 0001040063-00-000002.txt : 20000203 0001040063-00-000002.hdr.sgml : 20000203 ACCESSION NUMBER: 0001040063-00-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000131 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KIMBALL INTERNATIONAL INC CENTRAL INDEX KEY: 0000055772 STANDARD INDUSTRIAL CLASSIFICATION: OFFICE FURNITURE [2520] IRS NUMBER: 350514506 STATE OF INCORPORATION: IN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-12986 FILM NUMBER: 517130 BUSINESS ADDRESS: STREET 1: 1600 ROYAL ST CITY: JASPER STATE: IN ZIP: 47549 BUSINESS PHONE: 8124821600 MAIL ADDRESS: STREET 1: 1600 ROYAL STREET STREET 2: 1600 ROYAL STREET CITY: JASPER STATE: IN ZIP: 47549 FORMER COMPANY: FORMER CONFORMED NAME: JASPER CORP DATE OF NAME CHANGE: 19740826 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: THYEN JAMES C CENTRAL INDEX KEY: 0001040063 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O KIMBALL INTERNATIONAL INC STREET 2: 1600 ROYAL ST CITY: JASPER STATE: IN ZIP: 47549 BUSINESS PHONE: 8124821600 MAIL ADDRESS: STREET 1: C/O KIMBALL INTERNATIONAL INC STREET 2: 1600 ROYAL ST CITY: JASPER STATE: IN ZIP: 47549 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* KIMBALL INTERNATIONAL, INC. (Name of Issuer) CLASS B COMMON STOCK $ .05 PAR VALUE (Title of Class of Securities) 494274 10 3 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this schedule is filed: x Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 494274 10 3 Page 2a of 6 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James C. Thyen XXX-XX-XXXX 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA 5 SOLE VOTING POWER NUMBER OF SHARES 344,850 BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH 1,826,366 REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 344,850 8 SHARED DISPOSITIVE POWER 1,826,366 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,171,216 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (X) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.2% 12 TYPE OF REPORTING PERSON* IN 14 CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: X Rule 13d-1(d) *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 494274 10 3 Page 2b of 6 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robert F. Schneider XXX-XX-XXXX 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA 5 SOLE VOTING POWER NUMBER OF SHARES 9,757 BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH 1,544,592 REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 9,757 8 SHARED DISPOSITIVE POWER 1,544,592 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,554,349 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.9% 12 TYPE OF REPORTING PERSON* IN 14 CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: X Rule 13d-1(d) *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 494274 10 3 Page 2c of 6 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON John H. Kahle XXX-XX-XXXX 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA 5 SOLE VOTING POWER NUMBER OF SHARES 7,200 BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH 1,544,592 REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 7,200 8 SHARED DISPOSITIVE POWER 1,544,592 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,551,792 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.9% 12 TYPE OF REPORTING PERSON* IN 14 CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: X Rule 13d-1(d) *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 494274 10 3 Page 2d of 6 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Randall L. Catt XXX-XX-XXXX 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA 5 SOLE VOTING POWER NUMBER OF SHARES 1,105 BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH 1,544,592 REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 1,105 8 SHARED DISPOSITIVE POWER 1,544,592 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,545,697 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (X) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.9% 12 TYPE OF REPORTING PERSON* IN 14 CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: X Rule 13d-1(d) *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 494274 10 3 Page 2e of 6 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Cheryl S. May XXX-XX-XXXX 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA 5 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH 1,544,592 REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH -0- 8 SHARED DISPOSITIVE POWER 1,544,592 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,544,592 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.9% 12 TYPE OF REPORTING PERSON* IN 14 CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: X Rule 13d-1(d) *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 494274 10 3 Page 2f of 6 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Julia A. Dutchess (Julia A. Dutchess replaces Kenneth L. Sendelweck as a member of the Kimball Retirement Fund Advisory Committee.) XXX-XX-XXXX 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA 5 SOLE VOTING POWER NUMBER OF SHARES 1,100 BENEFICIALLY OWNED BY 6 SHARED VOTING POWER EACH 1,544,592 REPORTING PERSON 7 SOLE DISPOSITIVE POWER WITH 1,100 8 SHARED DISPOSITIVE POWER 1,544,592 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,545,692 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.9% 12 TYPE OF REPORTING PERSON* IN 14 CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: X Rule 13d-1(d) *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 494274 10 3 Page 3 of 6 Item 1(a) Name of Issuer: Kimball International, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 1600 Royal Street Jasper, IN 47549 Item 2(a) Name of Persons Filing this Statement: James C. Thyen Robert F. Schneider John H. Kahle Randall L. Catt Cheryl S. May Julia A. Dutchess Item 2(b) Address or Principal Business Office or, if none, Residence: 1600 Royal Street Jasper, IN 47549 Item 2(c) Citizenship: Each of the persons filing this statement is a citizen of the United States. Item 2(d) Title of Class of Securities: Class B Common Stock, $.05 Par Value Item 2(e) CUSIP Number: 494274 10 3 Item 3 Not Applicable SCHEDULE 13G CUSIP No. 494274 10 3 Page 4 of 6 Item 4 Ownership (See Notes A,B,C,D and E)
(i) (ii) (iii) (iv) (A) (A)(B) (A) (A)(B) Sole Shared Sole Shared (A)(B) Power Power Power to Power to Amount (A)(B) to Vote to Vote Dispose or Dispose or Benefi- Percent or or Direct the Direct the cially of Direct Direct Disposi- Disposi- Owned Class the Vote the Vote tion of tion of --------- ----- -------- --------- ------- --------- James C. Thyen (C) 2,171,216 8.2% 344,850 1,826,366 344,850 1,826,366 Robert F. Schneider 1,554,349 5.9% 9,757 1,544,592 9,757 1,544,592 John H. Kahle 1,551,792 5.9% 7,200 1,544,592 7,200 1,544,592 Randall L. Catt (C) 1,545,697 5.9% 1,105 1,544,592 1,105 1,544,592 Cheryl S. May 1,544,592 5.9% 0 1,544,592 0 1,544,592 Julia A. Dutchess 1,545,692 5.9% 1,100 1,544,592 1,100 1,544,592 Note A. Includes shares of Class A Common Stock of Kimball International, Inc. which pursuant to charter provision is convertible into Class B Common Stock on a share- for-share basis at any time. Note B. Includes 1,544,592 shares held in an employee retirement trust for which the reporting person serves as a member of the Advisory Committee. Also includes in the totals for James C. Thyen shareholdings of trusts for the benefit of his father's estate and two charitable foundations. Note C. Does not include shares which may be deemed to be beneficially owned by the reporting person's wife as follows; 27,550 shares as to James C. Thyen and 6,417 shares as to Randall L. Catt. Note D. The persons filing this statement disclaim that they or any two of them constitute a Group within the meaning of Rule 13d-5(b)(1). Note E. Each of the reporting persons disclaims beneficial ownership of any shares listed above of which we would not, but for Rule 13d-3 under the Securities Exchange Act of 1934, be deemed to be the beneficial owner.
Item 5. Not applicable. Item 6. Ownership of more than five percent on behalf of another person. See Note B to Item 4 above. Item 7. Not Applicable Item 8. Not Applicable Item 9. Not Applicable Item 10. Not Applicable SCHEDULE 13G SIGNATURE CUSIP No. 494274 10 3 Page 5 of 6 After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 28, 2000 James C. Thyen JAMES C. THYEN Exhibits Attached hereto as Exhibit A are agreements from each of the persons filing this statement, other than the above signature, that this statement is filed on behalf of each of them. Attention: Intentional mis-statements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). Exhibit A SIGNATURE CUSIP No. 494274 10 3 Page 6 of 6 After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. The undersigned hereby agree that Schedule 13G, to which this instrument is an exhibit, is filed on behalf of each of the undersigned. January 28, 2000 Robert F. Schneider ROBERT F. SCHNEIDER January 28, 2000 John H. Kahle JOHN H. KAHLE January 28, 2000 Randall L. Catt RANDALL L. CATT January 28, 2000 Cheryl S. May CHERYL S. MAY January 28, 2000 Julia A. Dutchess JULIA A. DUTCHESS -----END PRIVACY-ENHANCED MESSAGE-----